Operations

The firm is dedicated to maintaining timely and informative communications with our clients on a broad range of financial developments that affect the value and wisdom of their holdings. Each portfolio is subject to continual scrutiny and review in our attempt to achieve superior investment results. We issue extensive financial reports to all our clients. These reports include a comprehensive accounting of the assets held, including a portfolio summary and appraisal showing cost and market values, dividend and interest summary, realized gains/losses, and other reports as requested by our clients. In addition, a comprehensive year-end tax package is prepared for each account providing information for tax planning and preparation.

The Company employs a sophisticated network of computers and software systems to provide our clients with a broad range of analytical and record-keeping reviews. In addition, we maintain a state-of-the-art trading facility with access to a broad range of up-to-the-minute market data to facilitate timely, cost effective execution. With access to an extensive universe of research reports, reference materials, and periodicals, we remain abreast of critical information sources necessary for the effective management of our clients' financial assets.

R.H. Bluestein & Company is registered as an Investment Advisor with the Securities and Exchange Commission, and is governed by the Rules and Regulations set forth in the Investment Advisors Act of 1940. We adhere to the strictest standards of internal compliance procedures to assure that our clients' interests are first and foremost.

We encourage client involvement in the investment management process as we recognize our clients can make an important contribution to the thought process behind a successful investment decision. Nevertheless, in order to perform the day-to-day operations of asset management, we request that our clients authorize us to determine without prior consent the securities to be bought or sold, the broker chosen to execute the transactions, and the commission rate to be paid to the broker to perform such transactions.